Tue. Oct 28th, 2025
Tue. Oct 28th, 2025
SEC Cybersecurity Rules Target Investment Advisers and Investment Companies | Goodwin
SEC Cybersecurity Rules Target Investment Advisers and Investment Companies | Goodwin

On February 9, 2022, the U.S. Securities and Trade Fee (“SEC”) proposed a bundle of new policies and amendments to improve cybersecurity preparedness and improve cyber resilience of financial commitment…

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SEC Division of Corporation Finance Issues Sample Letter to China-Based Companies | Mayer Brown Free Writings + Perspectives
SEC Division of Corporation Finance Issues Sample Letter to China-Based Companies | Mayer Brown Free Writings + Perspectives

[co-author: James Alford] On December 20, 2021, the US Securities and Trade Commission’s Division of Company Finance (“Division”) issued the Sample Letter (“Letter”) to businesses centered or obtaining the bulk…

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SEC chair Gensler seeks tougher SPAC disclosure, liability rules
SEC chair Gensler seeks tougher SPAC disclosure, liability rules

Gary Gensler, chairman of the U.S. Securities and Exchange Commission (SEC), speaks during a Senate Banking, Housing and Urban Affairs Committee hearing in Washington, D.C., U.S., on Tuesday, Sept. 14,…

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Ripple launches enterprise crypto feature amid legal battle with SEC
Ripple launches enterprise crypto feature amid legal battle with SEC

Ripple CEO Brad Garlinghouse speaks onstage throughout Working day 1 of TechCrunch Disrupt SF 2018. Steve Jennings | Getty Illustrations or photos for TechCrunch Fintech start-up Ripple on Tuesday said…

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Why it could be tough for the SEC to ban payment for order flow
Why it could be tough for the SEC to ban payment for order flow

Securities and Trade Fee Chair Gary Gensler said in the course of Yahoo Finance’s All Marketplaces Summit on Monday that the company is discovering avenues to rein in payment for…

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Sen. Warren presses SEC to look into trades made by senior Fed officials
Sen. Warren presses SEC to look into trades made by senior Fed officials

Senator Elizabeth Warren on Monday called on the Securities and Trade Commission to glimpse into trades manufactured by senior Federal Reserve officials around the study course of 2020. The Massachusetts…

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