On February 9, 2022, the U.S. Securities and Trade Fee (“SEC”) proposed a bundle of new policies and amendments to improve cybersecurity preparedness and improve cyber resilience of financial commitment advisers and financial commitment companies against cybersecurity threats and attacks. If adopted, these principles will integrate existing SEC staff members […]
SEC
[co-author: James Alford] On December 20, 2021, the US Securities and Trade Commission’s Division of Company Finance (“Division”) issued the Sample Letter (“Letter”) to businesses centered or obtaining the bulk of their functions in the People’s Republic of China (“China-dependent Companies”). The Letter requires China-primarily based Organizations to disclose in […]
Gary Gensler, chairman of the U.S. Securities and Exchange Commission (SEC), speaks during a Senate Banking, Housing and Urban Affairs Committee hearing in Washington, D.C., U.S., on Tuesday, Sept. 14, 2021. Bill Clark | Bloomberg | Getty Images Securities and Exchange Commission Chairman Gary Gensler on Thursday floated several potential […]
Ripple CEO Brad Garlinghouse speaks onstage throughout Working day 1 of TechCrunch Disrupt SF 2018. Steve Jennings | Getty Illustrations or photos for TechCrunch Fintech start-up Ripple on Tuesday said it is launching a new solution that allows economical products and services firms offer their consumers the potential to buy […]
Securities and Trade Fee Chair Gary Gensler said in the course of Yahoo Finance’s All Marketplaces Summit on Monday that the company is discovering avenues to rein in payment for buy circulation, a apply more and more driving revenue for brokerage corporations and retail buying and selling platforms that present […]
Senator Elizabeth Warren on Monday called on the Securities and Trade Commission to glimpse into trades manufactured by senior Federal Reserve officials around the study course of 2020. The Massachusetts Democrat requested the SEC to examine the extent of trading carried out by at minimum three higher-rating officers at the […]