Minnie Arwood
- Financial Management
- January 24, 2023
- 5 views
FINRA Fines Wedbush for Allegedly Not Supervising Customers’ Trades
Wedbush Securities will spend $975,000 for failing to supervise trades funneled as a result of the business and executed by third-occasion broker/dealers, according to disciplinary rates from the Fiscal Sector Regulatory Authority. Wedbush…
- Financial Market
- October 5, 2021
- 5 views
Sen. Warren presses SEC to look into trades made by senior Fed officials
Senator Elizabeth Warren on Monday called on the Securities and Trade Commission to glimpse into trades manufactured by senior Federal Reserve officials around the study course of 2020. The Massachusetts…
- Business News
- October 5, 2021
- 3 views
Fed Watchdog to Investigate Officials’ Financial Trades | Business News
By CHRISTOPHER RUGABER, AP Economics Writer WASHINGTON (AP) — An impartial investigator will glance into no matter if Federal Reserve officers broke the regulation with monetary trades past calendar year…
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