Minnie Arwood
- Financial Management
- January 24, 2023
- 28 views
FINRA Fines Wedbush for Allegedly Not Supervising Customers’ Trades
Wedbush Securities will spend $975,000 for failing to supervise trades funneled as a result of the business and executed by third-occasion broker/dealers, according to disciplinary rates from the Fiscal Sector Regulatory Authority. Wedbush…
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