Wedbush Securities will spend $975,000 for failing to supervise trades funneled as a result of the business and executed by third-occasion broker/dealers, according to disciplinary rates from the Fiscal Sector Regulatory Authority. Wedbush Securities, a Los Angeles-dependent b/d with about 70 department places of work and much more than 500 registered staff members, offers […]
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Saturday, Nov 16, 2024